Compliance Analyst

Compliance & Risk · Manila, Philippines
Department Compliance & Risk
Employment Type Perm Full-Time
Minimum Experience Mid-level

The Pepperstone story started in 2010. Our team describe us as a place for the creative and the driven. We’re a team who do things a little differently: we’re a global fintech that was born digital, nimble, connected, and united in our purpose to truly support every one of our customers’ quests for trading mastery. Our people are motivated to develop their career in finance in a vibrant and fast-paced environment. We thrive on progress – for our traders and for ourselves. We possess a unique organisational culture, combined with a vibrant and fast-paced working environment for driven people who want to grow their career in finance and do so with one of the world's fastest-growing FX brokers. Our culture reflects our values and global positioning; proudly diverse and inclusive, adaptive, progressive, collaborative and fixated on results and our clients. 

 

The Role


We are seeking a highly motivated  Compliance Analyst to join our well-knit Compliance Team. In this role you will be working remotely from Philippines supported by adequate tools to collaborate and work with the rest of the team members in our AU office.


You will be a part of our collaborative and friendly Compliance Team and will involve you working with other Compliance professionals to ensure accurate compliance records and reporting. You will primarily be supporting the Group licensed entities with the delivery of the compliance monitoring plan and activities related to the broader regulatory compliance framework. Asides this, you will also have opportunities to work on other exciting projects like AML/CTF, remedial activities to name a few.


Your outstanding attention to details with ability to work independently and effectively within teams and stakeholders will attribute to your success in the role.


The role may suit a graduate with 1-3 years of compliance experience who is ready to take the next step in building their career in a value driven environment.


Your days will include, but not be limited to:

  • Assisting with the development and review of Compliance policies and procedures
  • Assisting with the internal and external dispute resolution process and drafting complaint responses
  • Assisting the Compliance Manager in handling enquiries from regulatory authorities and maintaining associated registers
  • Performing regular control testing activities outlined in the Compliance Management Framework and Compliance Monitoring Plan to ensure the organisations adherence to regulatory and licensing obligations
  • Assisting with the development and delivery of compliance training, maintenance of the CPD plans and being the key point of contact for Compliance training

  

To be successful, you will have:

  • Knowledge or understanding of financial services and AML regulations in a financial services industry
  • An understanding of compliance management frameworks and compliance monitoring plans
  • Strong analytical and problem-solving skills
  • Strong communication and collaboration skills
  • Demonstrated ability to articulate and provide structured, concise, considered, and accurate guidance


Perks & Benefits:

  • Permanent remote set-up working from Philippines
  • Competitive salary and benefits
  • Genuinely collaborative and friendly culture
  • Flexible day shift arrangements – we value work-life balance


About Pepperstone

Pepperstone is an online Forex and CFD Broker providing traders globally cutting-edge technology to trade the world’s markets. Our award-winning combination of outstanding client service coupled with low-cost pricing across all FX, CFDs and Commodities has resulted in Pepperstone being one of the world’s fastest growing FX brokers. Our focus is to support every one of our clients’ quests for trading mastery.

Check out what our team are saying on Glassdoor

 

Please express your interest by applying above as soon as possible! 

https://pepperstonecareers.com/

 

Pepperstone is an equal opportunity employer.

Thank You

Your application was submitted successfully.

  • Location
    Manila, Philippines
  • Department
    Compliance & Risk
  • Employment Type
    Perm Full-Time
  • Minimum Experience
    Mid-level